Michael combines his experience leading FINRA Enforcement actions and defending SEC investigations to guide clients through every phase of the enforcement process. Michael assists clients in responding to subpoenas and document requests, preparing for and participating in on-the-record (OTR) testimony and/or depositions, responding to Wells notices, and negotiating settlements. Michael will develop litigation strategy when settlement is not achievable. Michael’s regulatory experience allows him to engage constructively with enforcement staff while advocating aggressively for his clients’ interests.